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Mutual of America
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311	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION June 15, 2006 ____________________________________ IN THE MATTER OF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-15 08:54:27 Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government Securities and Exchange Commission Finance SEC filing Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
312	Administrative Proceeding: Bear Wagner Specialists, LLC, Fleet Specialist, Inc. (now Banc of America Specialist, Inc.), LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-29 16:22:23 Securities Exchange Act United States securities law Fair Fund LaBranche & Co U.S. Securities and Exchange Commission Financial regulation Government Mutual fund scandal United States Securities and Exchange Commission Corporate crime 73rd United States Congress
313	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No[removed]In the Matter of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-18 16:46:01 United States Securities and Exchange Commission Income tax in the United States Rate of return Investment Finance Late-2000s financial crisis Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Financial economics Corporate crime Fair Fund
314	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 21, 2006 INVESTMENT COMPANY ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-28 12:59:52 Financial services Funds Institutional investors Collective investment schemes Mutual fund Hedge fund Late trading Net asset value Short Financial economics Investment Finance
315	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]December 9, 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-09 16:45:50 Financial economics United States securities law Wachovia Stock market Securities Act Security U.S. Securities and Exchange Commission Wachovia Securities Mutual fund scandal Investment Wells Fargo Financial services
316	Administrative Proceeding: Banc of America Securities LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-17 16:56:22 Disgorgement U.S. Securities and Exchange Commission Financial economics Government Economics Investment Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Corporate crime Fair Fund United States Securities and Exchange Commission
317	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 11, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-11 17:11:50 Financial economics Financial system Finance Securities and Exchange Commission Securities Exchange Act Securities Act Broker-dealer Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
318	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]December 17, 2008 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-27 16:16:58 United States securities law Collective investment schemes Financial services SEC filings Securities Act Mutual fund Short Form N-1A U.S. Securities and Exchange Commission Financial economics Investment Finance
319	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 2, 2008 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-07 15:17:54 United States Securities and Exchange Commission Securities and Exchange Commission Trust law Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Law Fair Fund
320	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 9, 2010 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-09 17:47:16 Securities and Exchange Commission Law Investment Company Act Cease and desist Securities Exchange Act Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States securities law Government Financial regulation

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